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The Hierarchy of Controls

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File

—

Type

Infographic

Published

20 Sept 2026

If a risk is simply controlled by a policy, a training course and a monitoring test then it is primarily controlled by and relies on people. Sometimes that is appropriate but sometimes it is not strong enough. This infographic learns from another industry - safety - where understanding a control's strength is a matter of life of death. It applies the safety professions' hierarchy of controls to compliance: five tiers from strongest to weakest, who owns each, compliance's part, and what each relies on.

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File

—

Type

Infographic

Published

20 Sept 2026

The Hierarchy of Controls

Infographic · The Compliance Function · 20 Sept 2026

If a risk is simply controlled by a policy, a training course and a monitoring test then it is primarily controlled by and relies on people. Sometimes that is appropriate but sometimes it is not strong enough.

This infographic learns from another industry - safety - where understanding a control's strength is a matter of life of death. It applies the safety professions' hierarchy of controls to compliance: five tiers from strongest to weakest, who owns each, compliance's part, and what each relies on.

Free to use with a Periscope Library account.

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