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Compliance Scaling Decision Matrix: Worked Example

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Worked Example

Published

30 Apr 2026

The Compliance Scaling Decision Matrix Worked Example is a fully scored application of the matrix to eleven processes at a hypothetical regulated firm. It scores each process on the SHOULD and CAN axis, draws conclusions about sequencing, and shows the finished analysis a Compliance Director could take to a Board. It acts as a template for running the exercise on your own function.

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File

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Type

Worked Example

Published

30 Apr 2026

Compliance Scaling Decision Matrix: Worked Example

Worked Example · The Compliance Function · 30 Apr 2026

The Compliance Scaling Decision Matrix Worked Example is a fully scored application of the matrix to eleven processes at a hypothetical regulated firm. It scores each process on the SHOULD and CAN axis, draws conclusions about sequencing, and shows the finished analysis a Compliance Director could take to a Board. It acts as a template for running the exercise on your own function.

Free to use with a Periscope Library account.

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